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BROOKFIELD PUBLIC SECURITIES GROUP LLC

NEW YORK, NY · CRD 110497 · IAPD ↗ · publicsecurities.brookfield.com · 212-417-7000

$66.46BRegulatory AUM
41Advisory reps
90Employees
63Clients
n/aPlanning clients
3Private funds
53States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — BROOKFIELD PUBLIC SECURITIES GROUP LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
67
April 2026 — BROOKFIELD PUBLIC SECURITIES GROUP LLC reported RAUM up 38% ($48.29B -> $66.46B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
April 2025 — BROOKFIELD PUBLIC SECURITIES GROUP LLC notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — BROOKFIELD PUBLIC SECURITIES GROUP LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — BROOKFIELD PUBLIC SECURITIES GROUP LLC reported RAUM up 123% ($21.66B -> $48.29B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.