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NEW CATALYST

WASHINGTON, DC · CRD 332967 · IAPD ↗ · newcatalystsp.com · 202-240-8775

$336.9MRegulatory AUM
7Advisory reps
8Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — NEW CATALYST reported RAUM up 82% ($185.0M -> $336.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
27
February 2026 — NEW CATALYST notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
February 2026 — NEW CATALYST moved its main office from MCLEAN, VA to WASHINGTON, DC.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
30
April 2025 — NEW CATALYST moved its main office from TYSONS, VA to MCLEAN, VA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2025 — NEW CATALYST now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
52
April 2025 — NEW CATALYST grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — NEW CATALYST's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
April 2025 — NEW CATALYST now reports 1 private fund(s) ($185.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
January 2025 — NEW CATALYST (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.