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WMGNA

FARMINGTON, CT · CRD 125765 · IAPD ↗ · 860-679-5255

$346.4MRegulatory AUM
4Advisory reps
9Employees
72Clients
101-250Planning clients
0Private funds
9States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

69
April 2026 — WMGNA reported RAUM up 60% ($217.1M -> $346.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — WMGNA notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2024 — WMGNA (FARMINGTON, CT) is newly SEC-registered with $191.4M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.