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QVT FINANCIAL LP

NEW YORK, NY · CRD 156508 · IAPD ↗ · qvt.com · (212) 705-8888

$1.79BRegulatory AUM
8Advisory reps
31Employees
0Clients
n/aPlanning clients
39Private funds
0States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
August 2025 — QVT FINANCIAL LP's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
57
April 2025 — QVT FINANCIAL LP grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — QVT FINANCIAL LP shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.