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KARL KAPITAL

SAN FRANCISCO, CA · CRD 333558 · IAPD ↗ · karlkapital.com · (415) 503-5712

$268.4MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

52
April 2026 — KARL KAPITAL reported RAUM up 50% ($179.4M -> $268.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — KARL KAPITAL now reports custody of client assets ($358.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2025 — KARL KAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
April 2025 — KARL KAPITAL now reports 3 private fund(s) ($179.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2024 — KARL KAPITAL (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.