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MOZAYYX MANAGEMENT LLC

AUSTIN, TX · CRD 334468 · IAPD ↗ · mozayyx.com · 512-265-6180

$192.7MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — MOZAYYX MANAGEMENT LLC reported RAUM down 64% ($530.6M -> $192.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
52
April 2026 — MOZAYYX MANAGEMENT LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
83
January 2026 — MOZAYYX MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $530.6M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
50
July 2025 — MOZAYYX MANAGEMENT LLC (AUSTIN, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2025 — MOZAYYX MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.