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FIRST CITIZENS ASSET MANAGEMENT, INC

RALEIGH, NC · CRD 140777 · IAPD ↗ · firstcitizens.com · 800-229-0205

$465.1MRegulatory AUM
32Advisory reps
58Employees
0Clients
0Planning clients
0Private funds
14States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — FIRST CITIZENS ASSET MANAGEMENT, INC added office(s): 22 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2026 — FIRST CITIZENS ASSET MANAGEMENT, INC reported RAUM up 178% ($167.0M -> $465.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — FIRST CITIZENS ASSET MANAGEMENT, INC reported RAUM down 68% ($523.0M -> $167.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — FIRST CITIZENS ASSET MANAGEMENT, INC notice-filed in AL, IN, KS, MO, OH, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — FIRST CITIZENS ASSET MANAGEMENT, INC added office(s): 23 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — FIRST CITIZENS ASSET MANAGEMENT, INC crossed $500M in regulatory AUM ($273.7M -> $523.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.