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RK CAPITAL MANAGEMENT, LLC

WESTON, FL · CRD 314175 · IAPD ↗ · rkcapl.com · 561-408-1711

$1.72BRegulatory AUM
9Advisory reps
9Employees
4Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — RK CAPITAL MANAGEMENT, LLC reported RAUM down 64% ($4.71B -> $1.72B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
60
July 2025 — RK CAPITAL MANAGEMENT, LLC reported RAUM up 234% ($1.41B -> $4.71B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — RK CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($975.5M -> $1.41B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
51
August 2024 — RK CAPITAL MANAGEMENT, LLC reported RAUM up 41% ($691.8M -> $975.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
83
June 2024 — RK CAPITAL MANAGEMENT, LLC (WESTON, FL) is newly SEC-registered with $691.8M RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.