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BURNE FINANCIAL CONCEPTS, LLC

WATERTOWN, CT · CRD 293013 · IAPD ↗ · (860) 417-2518

$113.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
February 2026 — BURNE FINANCIAL CONCEPTS, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — BURNE FINANCIAL CONCEPTS, LLC (WATERTOWN, CT) is newly SEC-registered with $100.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.