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RAINWATER EQUITY LLC

· CRD 333696 · IAPD ↗ · 310-492-3333

$19.1MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — SHAPOSHNIK CAPITAL MANAGEMENT LLC is now doing business as RAINWATER EQUITY LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
April 2025 — SHAPOSHNIK CAPITAL MANAGEMENT LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.