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WINCH FINANCIAL

APPLETON, WI · CRD 110194 · IAPD ↗ · 920-739-8577

$580.2MRegulatory AUM
17Advisory reps
18Employees
1Clients
More than 500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — WINCH FINANCIAL reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — WINCH FINANCIAL crossed $500M in regulatory AUM ($420.2M -> $510.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
71
April 2025 — WINCH FINANCIAL grew from 12 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
March 2024 — WINCH FINANCIAL shrank from 17 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
March 2024 — WINCH FINANCIAL reported RAUM up 26% ($333.9M -> $420.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.