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GOALVEST ADVISORY LLC

NEW YORK, NY · CRD 285374 · IAPD ↗ · (646) 941-8458

$777.6MRegulatory AUM
7Advisory reps
10Employees
0Clients
51-100Planning clients
4Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — GOALVEST ADVISORY LLC notice-filed in CO, MO, MS, MT, NE, OK, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — GOALVEST ADVISORY LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — GOALVEST ADVISORY LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2025 — GOALVEST ADVISORY LLC notice-filed in CA, MA, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2025 — GOALVEST ADVISORY LLC crossed $500M in regulatory AUM ($463.4M -> $675.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
July 2024 — GOALVEST ADVISORY LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.