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GAINSPOLETTI WEALTH PLANNERS

CLEVELAND, MS · CRD 333768 · IAPD ↗ · gainspoletti.com · 662-843-6090

$127.0MRegulatory AUM
3Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — GAINSPOLETTI WEALTH PLANNERS reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2026 — GAINSPOLETTI WEALTH PLANNERS now reports custody of client assets ($9.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — GAINSPOLETTI WEALTH PLANNERS (CLEVELAND, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.