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THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

CLEARWATER, FL · CRD 326421 · IAPD ↗ · thehollandgrp.com · 727-734-3334

$286.1MRegulatory AUM
3Advisory reps
10Employees
0Clients
More than 500Planning clients
0Private funds
3States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC reported RAUM up 33% ($215.2M -> $286.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
April 2025 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC notice-filed in GA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2025 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
61
April 2025 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2025 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC reported RAUM up 115% ($100.2M -> $215.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
July 2024 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC now reports custody of client assets ($15.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
July 2024 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
July 2024 — THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.