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J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

GENEVA, Switzerland · CRD 292433 · IAPD ↗ · jsafrasarasin.com · +41583176400

$931.9MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
12States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

19
April 2026 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD notice-filed in SD, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
23
April 2026 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
21
April 2025 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD notice-filed in CT, GA, NV, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
43
April 2025 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD grew from 3 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
23
January 2025 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
36
January 2025 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD reported RAUM up 42% ($651.0M -> $922.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2024 — J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD crossed $500M in regulatory AUM ($335.9M -> $651.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.