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VALLEY WEALTH STRATEGIES, LLC

LODI, CA · CRD 289737 · IAPD ↗ · zukfinancial.com · (209) 366-1264

$1.45BRegulatory AUM
26Advisory reps
59Employees
63Clients
251-500Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — VALLEY WEALTH STRATEGIES, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
March 2026 — VALLEY WEALTH STRATEGIES, LLC notice-filed in GA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2026 — VALLEY WEALTH STRATEGIES, LLC added office(s): 19 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
March 2026 — VALLEY WEALTH STRATEGIES, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2025 — VALLEY WEALTH STRATEGIES, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — VALLEY WEALTH STRATEGIES, LLC added office(s): 19 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
30
March 2025 — VALLEY WEALTH STRATEGIES, LLC changed its website from valleywealthstrategies.com to zukfinancial.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
August 2024 — VALLEY WEALTH STRATEGIES, LLC added office(s): 21 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — VALLEY WEALTH STRATEGIES, LLC added office(s): 20 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.