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THE RIKOON GROUP, LLC

· CRD 131435 · IAPD ↗ · rikoongroup.com · 505-989-3581

$72.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2026 — THE RIKOON GROUP, LLC (location n/a) left the SEC roster (was $72.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2025 — THE RIKOON GROUP, LLC notice-filed in CA, FL, NC, NH, NM, NY, OR, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.