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ACTIVEST WEALTH MANAGEMENT, LLC

AVENTURA, FL · CRD 156150 · IAPD ↗ · activestwm.com · 954-399-8121

$1.46BRegulatory AUM
12Advisory reps
22Employees
2Clients
26-50Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
March 2026 — ACTIVEST WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2026 — ACTIVEST WEALTH MANAGEMENT, LLC reported RAUM up 44% ($1.02B -> $1.46B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
March 2026 — ACTIVEST WEALTH MANAGEMENT, LLC grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — ACTIVEST WEALTH MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2025 — ACTIVEST WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($956.5M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
69
August 2024 — ACTIVEST WEALTH MANAGEMENT, LLC reported RAUM up 56% ($613.4M -> $956.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
May 2024 — ACTIVEST WEALTH MANAGEMENT, LLC notice-filed in DE, MA, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — ACTIVEST WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — ACTIVEST WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($486.0M -> $613.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
78
April 2024 — ACTIVEST WEALTH MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.