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KOVACK ADVISORS, INC.

FT. LAUDERDALE, FL · CRD 140808 · IAPD ↗ · kovackadvisors.com · 954-782-4771

$6.28BRegulatory AUM
300Advisory reps
320Employees
205Clients
51-100Planning clients
0Private funds
53States
18Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — KOVACK ADVISORS, INC. shrank from 305 to 300 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
January 2026 — KOVACK ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (16 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
65
April 2025 — KOVACK ADVISORS, INC. reported RAUM up 29% ($4.29B -> $5.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — KOVACK ADVISORS, INC. grew from 300 to 305 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — KOVACK ADVISORS, INC. shrank from 305 to 300 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.