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OCEAN PARK ASSET MANAGEMENT, LLC

SANTA MONICA, CA · CRD 145634 · IAPD ↗ · 310-452-1887

$3.94BRegulatory AUM
7Advisory reps
58Employees
20Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

30
July 2025 — OCEAN PARK ASSET MANAGEMENT, LLC changed its website from sierramutualfunds.com to oceanparkam.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
47
April 2025 — OCEAN PARK ASSET MANAGEMENT, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
November 2024 — OCEAN PARK ASSET MANAGEMENT, LLC notice-filed in CO, FL, LA, NH, NV, NY, OR, TX, VA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
November 2024 — OCEAN PARK ASSET MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
70
November 2024 — OCEAN PARK ASSET MANAGEMENT, LLC now reports custody of client assets ($43.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
February 2024 — WRIGHT FUND MANAGEMENT, LLC is now doing business as OCEAN PARK ASSET MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.