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HERITAGE OAK WEALTH ADVISORS

SANTA ROSA BEACH, FL · CRD 323925 · IAPD ↗ · (479) 230-3113

$347.4MRegulatory AUM
5Advisory reps
11Employees
0Clients
1-10Planning clients
4Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2025 — HERITAGE OAK WEALTH ADVISORS now reports 1 private fund(s) ($10.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
61
March 2025 — HERITAGE OAK WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2025 — HERITAGE OAK WEALTH ADVISORS reported RAUM up 63% ($177.8M -> $289.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
December 2024 — HERITAGE OAK WEALTH ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.