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NAVIGATE WEALTH MANAGEMENT, LLC

BIRMINGHAM, AL · CRD 173770 · IAPD ↗ · 205-224-9500

$429.6MRegulatory AUM
6Advisory reps
8Employees
0Clients
11-25Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — NAVIGATE WEALTH MANAGEMENT, LLC notice-filed in FL, GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — NAVIGATE WEALTH MANAGEMENT, LLC notice-filed in MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — NAVIGATE WEALTH MANAGEMENT, LLC reported RAUM up 30% ($226.6M -> $294.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.