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MILLINGTON FINANCIAL ADVISORS, LLC

NAPERVILLE, IL · CRD 156315 · IAPD ↗ · millingtonfa.com · 630-922-7900

$291.4MRegulatory AUM
5Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — MILLINGTON FINANCIAL ADVISORS, LLC reported RAUM up 30% ($224.4M -> $291.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2025 — MILLINGTON FINANCIAL ADVISORS, LLC reported RAUM up 42% ($158.5M -> $224.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — MILLINGTON FINANCIAL ADVISORS, LLC now reports custody of client assets ($461,192).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2025 — MILLINGTON FINANCIAL ADVISORS, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
February 2024 — MILLINGTON FINANCIAL ADVISORS, LLC reported RAUM up 25% ($126.6M -> $158.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.