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POLEN CAPITAL CLO MANAGEMENT, LLC

WALTHAM, MA · CRD 330470 · IAPD ↗ · 781-283-8500

$808.4MRegulatory AUM
28Advisory reps
46Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2026 — POLEN CAPITAL CLO MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — POLEN CAPITAL CLO MANAGEMENT, LLC crossed $500M in regulatory AUM ($157.2M -> $808.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
April 2026 — POLEN CAPITAL CLO MANAGEMENT, LLC grew from 23 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — POLEN CAPITAL CLO MANAGEMENT, LLC now reports 1 private fund(s) ($157.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
May 2024 — POLEN CAPITAL CLO MANAGEMENT, LLC (WALTHAM, MA) is newly SEC-registered with $0 RAUM and 24 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.