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MONTZ HARCUS WEALTH MANAGEMENT

NEW ORLEANS, LA · CRD 301963 · IAPD ↗ · montzharcus.com · 504-488-3700

$876.3MRegulatory AUM
6Advisory reps
10Employees
20Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — MONTZ HARCUS WEALTH MANAGEMENT notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — MONTZ HARCUS WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2026 — MONTZ HARCUS WEALTH MANAGEMENT now reports custody of client assets ($399.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2025 — MONTZ HARCUS WEALTH MANAGEMENT notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — MONTZ HARCUS WEALTH MANAGEMENT reported RAUM up 27% ($563.8M -> $713.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — MONTZ HARCUS WEALTH MANAGEMENT crossed $500M in regulatory AUM ($450.6M -> $563.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.