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CARL P. SHERR & CO., LLC

WORCESTER, MA · CRD 3394 · IAPD ↗ · 508-791-7126

$505.4MRegulatory AUM
3Advisory reps
5Employees
15Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — CARL P. SHERR & CO., LLC crossed $500M in regulatory AUM ($450.5M -> $505.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2025 — CARL P. SHERR & CO., LLC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.