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PORTLAND GLOBAL ADVISORS LLC

PORTLAND, ME · CRD 109127 · IAPD ↗ · portlandglobal.com · 207-773-2773

$1.17BRegulatory AUM
11Advisory reps
13Employees
0Clients
26-50Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PORTLAND GLOBAL ADVISORS LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2026 — PORTLAND GLOBAL ADVISORS LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
April 2026 — PORTLAND GLOBAL ADVISORS LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
85
April 2025 — PORTLAND GLOBAL ADVISORS LLC crossed $1B in regulatory AUM ($894.6M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
February 2025 — PORTLAND GLOBAL ADVISORS LLC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2024 — PORTLAND GLOBAL ADVISORS LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.