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STAINES FINANCIAL, LLC

ROSEVILLE, CA · CRD 299405 · IAPD ↗ · stainesfinancial.com · 916-663-6723

$168.7MRegulatory AUM
3Advisory reps
9Employees
22Clients
n/aPlanning clients
2Private funds
6States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

29
April 2025 — STAINES FINANCIAL, LLC notice-filed in AL, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
April 2025 — STAINES FINANCIAL, LLC added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
52
April 2025 — STAINES FINANCIAL, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.