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LWM ADVISORY SERVICES, LLC

PLANTATION, FL · CRD 172009 · IAPD ↗ · lwmfl.com · 954-474-7100

$1.09BRegulatory AUM
8Advisory reps
10Employees
33Clients
1-10Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2026 — LWM ADVISORY SERVICES, LLC (PLANTATION, FL) left the SEC roster (was $1.09B RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2026 — LWM ADVISORY SERVICES, LLC crossed $1B in regulatory AUM ($837.8M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
April 2025 — LWM ADVISORY SERVICES, LLC notice-filed in MA, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — LWM ADVISORY SERVICES, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — LWM ADVISORY SERVICES, LLC now reports custody of client assets ($3.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.