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D2 ASSET MANAGEMENT

DALLAS, TX · CRD 331542 · IAPD ↗ · d2-am.com · 214-831-5640

$1.83BRegulatory AUM
9Advisory reps
34Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — D2 ASSET MANAGEMENT grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2026 — D2 ASSET MANAGEMENT reported RAUM up 78% ($1.01B -> $1.79B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — D2 ASSET MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
59
April 2025 — D2 ASSET MANAGEMENT grew from 2 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
November 2024 — D2 ASSET MANAGEMENT now reports custody of client assets ($2.00B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
November 2024 — D2 ASSET MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
November 2024 — D2 ASSET MANAGEMENT now reports 2 private fund(s) ($1.00B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
June 2024 — D2 ASSET MANAGEMENT (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.