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LOMBARD ADVISERS INCORPORATED

BALTIMORE, MD · CRD 108231 · IAPD ↗ · golombard.com · 410-342-1300

$669.8MRegulatory AUM
30Advisory reps
41Employees
0Clients
n/aPlanning clients
0Private funds
19States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — LOMBARD ADVISERS INCORPORATED notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — LOMBARD ADVISERS INCORPORATED added office(s): 21 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — LOMBARD ADVISERS INCORPORATED crossed $500M in regulatory AUM ($366.4M -> $567.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
December 2024 — LOMBARD ADVISERS INCORPORATED notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — LOMBARD ADVISERS INCORPORATED reported RAUM up 42% ($257.7M -> $366.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.