← Tributary

PARK PIEDMONT ADVISORS LLC

CHICAGO, IL · CRD 129451 · IAPD ↗ · 312-722-6760

$1.03BRegulatory AUM
5Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2026 — PARK PIEDMONT ADVISORS LLC (CHICAGO, IL) left the SEC roster (was $1.03B RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
December 2025 — PARK PIEDMONT ADVISORS LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2025 — PARK PIEDMONT ADVISORS LLC crossed $1B in regulatory AUM ($862.0M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
June 2024 — PARK PIEDMONT ADVISORS LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2024 — PARK PIEDMONT ADVISORS LLC added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2024 — PARK PIEDMONT ADVISORS LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
February 2024 — PARK PIEDMONT ADVISORS LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.