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AFFINITY INVESTMENT ADVISORS, LLC

NEWPORT BEACH, CA · CRD 108278 · IAPD ↗ · 949-660-6373

$1.16BRegulatory AUM
4Advisory reps
6Employees
4Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — AFFINITY INVESTMENT ADVISORS, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2025 — AFFINITY INVESTMENT ADVISORS, LLC crossed $1B in regulatory AUM ($938.1M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.