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DENVER PWM, LLC

DENVER, CO · CRD 171139 · IAPD ↗ · 720-354-3850

$524.4MRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
February 2026 — DENVER PWM, LLC notice-filed in AL, CT, HI, NJ, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — DENVER PWM, LLC shrank from 13 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2025 — DENVER PWM, LLC now reports custody of client assets ($16.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
November 2024 — DENVER PWM, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
April 2024 — DENVER PWM, LLC changed its website from denverpwm.com to harmonypca.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
58
April 2024 — VISTA PRIVATE WEALTH PARTNERS LLC is now doing business as DENVER PWM, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2024 — DENVER PWM, LLC crossed $500M in regulatory AUM ($447.1M -> $585.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.