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ROYAL PALMS CAPITAL, LLC

· CRD 135304 · IAPD ↗ · royalpalmscapital.com · 310 265-5939

$124.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

40
February 2026 — ROYAL PALMS CAPITAL, LLC filed an Item 4A succession naming ROYAL PALMS CAPITAL, LLC (CRD 135304) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
42
February 2026 — ROYAL PALMS CAPITAL, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2026 — ROYAL PALMS CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
April 2025 — ROYAL PALMS CAPITAL, LLC (ROLLING HILLS EST., CA) is newly SEC-registered with $101.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.