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PINE VALLEY CAPITAL PARTNERS LLC

AUSTIN, TX · CRD 330556 · IAPD ↗ · 737-497-3710

$869.6MRegulatory AUM
10Advisory reps
10Employees
0Clients
n/aPlanning clients
8Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — PINE VALLEY CAPITAL PARTNERS LLC reported RAUM up 63% ($535.0M -> $869.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2026 — PINE VALLEY CAPITAL PARTNERS LLC grew from 6 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — PINE VALLEY CAPITAL PARTNERS LLC crossed $500M in regulatory AUM ($238.1M -> $535.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
April 2025 — PINE VALLEY CAPITAL PARTNERS LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
September 2024 — PINE VALLEY CAPITAL PARTNERS LLC (AUSTIN, TX) is newly SEC-registered with $238.1M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.