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CURTIS FINANCIAL PLANNING

· CRD 136785 · IAPD ↗ · curtisfinancialplanning.com · (510) 451-3528

$163.5MRegulatory AUM
1Advisory reps
1Employees
0Clients
51-100Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — CURTIS FINANCIAL PLANNING reported RAUM up 26% ($129.6M -> $163.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — CURTIS FINANCIAL PLANNING now reports custody of client assets ($5.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — CURTIS FINANCIAL PLANNING (location n/a) is newly SEC-registered with $129.6M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.