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PALISADES MANAGEMENT, LLC

LOS ANGELES, CA · CRD 283376 · IAPD ↗ · palisadesgrowth.com · 310-571-6214

$166.3MRegulatory AUM
3Advisory reps
3Employees
5Clients
0Planning clients
5Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
March 2026 — PALISADES MANAGEMENT, LLC (LOS ANGELES, CA) left the SEC roster (was $166.3M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
May 2025 — PALISADES MANAGEMENT, LLC reported RAUM up 26% ($131.6M -> $166.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — PALISADES MANAGEMENT, LLC now reports custody of client assets ($129.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.