← Tributary

HARMONY POINT WEALTH ADVISORS, INC.

IRVINE, CA · CRD 323643 · IAPD ↗ · harmonypointwa.com · 888-391-7378

$263.2MRegulatory AUM
1Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — HARMONY POINT WEALTH ADVISORS, INC. shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2025 — HARMONY POINT WEALTH ADVISORS, INC. now reports custody of client assets ($4.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
25
May 2024 — HARMONY POINT WEALTH ADVISORS, INC. changed its website from huntingtonadvisors.com to harmonypointwa.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
May 2024 — HUNTINGTON ADVISORS is now doing business as HARMONY POINT WEALTH ADVISORS, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
58
April 2024 — HUNTINGTON ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.