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PROFICIENT WEALTH COUNSELORS, LLC

NORWOOD, MA · CRD 152640 · IAPD ↗ · proficientwealth.com · 781-278-9488

$146.9MRegulatory AUM
1Advisory reps
1Employees
10Clients
1-10Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — PROFICIENT WEALTH COUNSELORS, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
42
April 2025 — PROFICIENT WEALTH COUNSELORS, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
June 2024 — PROFICIENT WEALTH COUNSELORS, LLC now reports custody of client assets ($2.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.