← Tributary

JAY A. FISHMAN, LTD

TROY, MI · CRD 105609 · IAPD ↗ · jaf-ltd.com · 248-740-9400

$1.25BRegulatory AUM
4Advisory reps
8Employees
537Clients
n/aPlanning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2025 — JAY A. FISHMAN, LTD notice-filed in SC, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2025 — JAY A. FISHMAN, LTD crossed $1B in regulatory AUM ($959.1M -> $1.12B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.