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FINANCIAL PLANNING SERVICES

FORT WAYNE, IN · CRD 121034 · IAPD ↗ · 260-469-3218

$212.6MRegulatory AUM
7Advisory reps
7Employees
8Clients
51-100Planning clients
0Private funds
6States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2025 — FINANCIAL PLANNING SERVICES grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
46
February 2025 — FINANCIAL PLANNING SERVICES notice-filed in FL, IL, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
March 2024 — FINANCIAL PLANNING SERVICES reported RAUM up 56% ($98.3M -> $153.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.