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BOOTHBAY FUND MANAGEMENT

NEW YORK, NY · CRD 163706 · IAPD ↗ · 212-332-2676

$17.99BRegulatory AUM
18Advisory reps
57Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
September 2026 — BOOTHBAY FUND MANAGEMENT added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2025 — BOOTHBAY FUND MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — BOOTHBAY FUND MANAGEMENT grew from 10 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.