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PROSPECT CAPITAL MANAGEMENT L.P.

WEST PALM BEACH, FL · CRD 131018 · IAPD ↗ · 561-285-4044

$6.64BRegulatory AUM
44Advisory reps
143Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2026 — PROSPECT CAPITAL MANAGEMENT L.P. shrank from 61 to 44 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
71
April 2025 — PROSPECT CAPITAL MANAGEMENT L.P. grew from 50 to 61 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.