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LUMBARD & KELLNER, LLC

HOLLIS, NH · CRD 117196 · IAPD ↗ · lumbard.com · 603-465-7700

$443.6MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — LUMBARD & KELLNER, LLC notice-filed in FL, ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.