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VERITY ASSET MANAGEMENT

DURHAM, NC · CRD 158667 · IAPD ↗ · 919-490-6717

$1.15BRegulatory AUM
54Advisory reps
77Employees
5Clients
0Planning clients
0Private funds
35States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2025 — VERITY ASSET MANAGEMENT notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — VERITY ASSET MANAGEMENT added office(s): 9 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — VERITY ASSET MANAGEMENT crossed $1B in regulatory AUM ($902.9M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
May 2024 — VERITY ASSET MANAGEMENT notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — VERITY ASSET MANAGEMENT added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.