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WOLF POINT ASSET MANAGEMENT

CHICAGO, IL · CRD 173823 · IAPD ↗ · 312-995-1400

$0Regulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
2Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
July 2026 — WOLF POINT ASSET MANAGEMENT (CHICAGO, IL) left the SEC roster (was $0 RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
January 2026 — WOLF POINT ASSET MANAGEMENT LP is now doing business as WOLF POINT ASSET MANAGEMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
35
April 2025 — WOLF POINT ASSET MANAGEMENT LP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.