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RUNNING POINT CAPITAL ADVISORS LLC

EL SEGUNDO, CA · CRD 306275 · IAPD ↗ · runningpointcapital.com · 424-502-3501

$745.6MRegulatory AUM
6Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2026 — RUNNING POINT CAPITAL ADVISORS LLC (EL SEGUNDO, CA) left the SEC roster (was $745.6M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2025 — RUNNING POINT CAPITAL ADVISORS LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — RUNNING POINT CAPITAL ADVISORS LLC reported RAUM up 29% ($509.4M -> $656.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — RUNNING POINT CAPITAL ADVISORS LLC crossed $500M in regulatory AUM ($473.9M -> $509.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.