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PEAK PLANNING GROUP, LLC

CENTENNIAL, CO · CRD 289891 · IAPD ↗ · peakplan.com · 303-991-0056

$710.0MRegulatory AUM
7Advisory reps
11Employees
4Clients
101-250Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
June 2026 — PEAK PLANNING GROUP, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
49
April 2026 — PEAK PLANNING GROUP, LLC notice-filed in IL, MT, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2026 — PEAK PLANNING GROUP, LLC now reports custody of client assets ($99.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — PEAK PLANNING GROUP, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2025 — PEAK PLANNING GROUP, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — PEAK PLANNING GROUP, LLC notice-filed in GA, NJ, SC, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2025 — PEAK PLANNING GROUP, LLC reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — PEAK PLANNING GROUP, LLC crossed $500M in regulatory AUM ($272.2M -> $650.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2025 — PEAK PLANNING GROUP, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
48
March 2024 — PEAK PLANNING GROUP, LLC moved its main office from DENVER, CO to CENTENNIAL, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.