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CAPE ANN CAPITAL, INC.

CONCORD, MA · CRD 128942 · IAPD ↗ · 978-254-5841

$193.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
February 2026 — CAPE ANN CAPITAL, INC. moved its main office from MANCHESTER, MA to CONCORD, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
44
April 2025 — CAPE ANN CAPITAL, INC. notice-filed in CA, CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.